FINRA Fingerprints: Financial Industry Regulatory Authority

For those who are looking to work at a financial firm, it is required for everyone to be fingerprinted and approved by FINRA. D & L Livescan is an approved partner with the FBI and FINRA, so getting your fingerprints is easy and we can submit them to FINRA for you!

As a certified vendor, we offer a secure connection where fingerprints can be submitted electronically with results being delivered back to the broker-dealer through FINRA CRD. Electronic fingerprint submissions allow for faster processing times, higher quality fingerprints, reduced rejection rates, and lower FINRA fingerprint processing fees assessed to firms.

Never submitted electronic prints to FINRA? Here is a list of things you need to have handy when you come in for fingerprinting:

  • Firm CRD Number
  • Firm Name
  • Firm’s Full Address

PrintScan can transmit electronic submissions directly to FINRA for all individuals!

Please be advised: Some firms ask individuals to be fingerprinted on cards for a reason. They keep the cards until they are ready to send them to FINRA on your behalf. Please make sure to check with your firm if transmitting electronically is acceptable. Book your appointment today.